Attributable to a a NAB spokesperson:
“In May 2017, Mr Ramsay left MLC Financial Planning. In addition to regular monitoring and supervision of the advice provided by Mr Ramsay, we have completed a series of client file reviews and concerns identified were remediated.
NAB alerted ASIC at the time and has fully supported the regulator’s investigations, including providing Mr Ramsay’s client files for its own review.”
AUSTRAC has today announced that it has finalised the Enforceable Undertaking (EU) with National Australia Bank Limited (NAB), agreed in April 2022. This marks the cancellation of the EU, which aimed to address NAB’s compliance with certain aspects of Australia’s anti-money laundering and counter-terrorism financing (AML/CTF) laws.
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NAB today announced the appointment of Pete Steel as Group Executive, Digital, Data & Artificial Intelligence.
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NAB today announced its support for the formation of The Victorian Drought Taskforce.
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